Basic SEC Investigations and Punishments – On Demand - Legal Professionals, Inc. - LPI : Legal Professionals, Inc.

Recorded: May 17, 2024

This webinar is eligible for 1 hour of self-study MCLE credit by the State Bar of California and 1 hour of CCLS credit.

Speaker: Evan Seite, Esq., of Wilson Sonsini

This presentation will cover the basics of the Securities and Exchange Commission (SEC) and its investigative process and what may prompt the SEC to begin an investigation. Included is discussion of the typical SEC timeline and best practices and approaches to responding to an SEC investigation and how the response may affect the outcomes and consequences.

Evan Seite is a partner in the Palo Alto office of Wilson Sonsini, where he is a member of the litigation department. Evan specializes in several areas, including securities litigation and counseling, complex commercial litigation and arbitration, and government and internal investigations. Evan frequently represents companies, as well as their officers and directors, in various types of litigation matters, including securities class actions, shareholder derivative suits, complex civil litigation and arbitration matters, and shareholder litigation.

Employment Law Updates - On Demand*

LSA/LPA Organization Price - $25.00
Non-LPI Member Price - $55.00

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This webinar is eligible for 1 hour of self-study MCLE credit by the State Bar of California and 1 hour of CCLS credit.

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